Our client is a CMS licensed investment management firm that has a multi strategy portfolio with international presence.
Job Description
Managing of Client onboarding and review
Develop, modify and implement company policies and regulations
Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies
Oversee all business operations relating to compliance including policies, investments and procedures.
Evaluate the efficiency of controls and improve them continuously
Revise procedures, reports etc. periodically to identify hidden risks or non conformity issues
Assess the business's future ventures to identify possible compliance risks and provide assistance to Products and Research Team
Prepare reports for senior management and external regulatory bodies as appropriate
Preparation of reports to be submitted to Monetary Authority of Singapore (MAS) and other statutory and regulatory reporting
Liaise and coordinate with MAS on all reporting requirements and submissions as well as addressing any queries
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Review the work of colleagues when necessary to identify compliance issues and provide advice or training
The Successful Applicant
Minimum Bachelor's Degree, Field of Study: Business Administration, Law, Finance, Graduate Diploma in Compliance and AML or related field
Minimum 5 years' experience of relevant compliance experience in the financial industry, fund management or trust
Seeking those who are good communicator, highly motivated and be a team player at all times
What's on Offer
Market competitive base salary with AWS and variable bonus
Established and stable investment management firm
Be part of a collaborative and supportive work environment.
This is an excellent opportunity for a Compliance Manager to make a significant impact in the fund management space. If you are ready to take the next step in your career, we encourage you to apply today.
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