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Compliance Manager

Job Description - Compliance Manager

  • Competitive salary with AWS and variable bonus
  • Established and stable investment management firm
About Our Client

Our client is a CMS licensed investment management firm that has a multi strategy portfolio with international presence.

Job Description
  • Managing of Client onboarding and review
  • Develop, modify and implement company policies and regulations
  • Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies
  • Oversee all business operations relating to compliance including policies, investments and procedures.
  • Evaluate the efficiency of controls and improve them continuously
  • Revise procedures, reports etc. periodically to identify hidden risks or non conformity issues
  • Assess the business's future ventures to identify possible compliance risks and provide assistance to Products and Research Team
  • Prepare reports for senior management and external regulatory bodies as appropriate
  • Preparation of reports to be submitted to Monetary Authority of Singapore (MAS) and other statutory and regulatory reporting
  • Liaise and coordinate with MAS on all reporting requirements and submissions as well as addressing any queries
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
  • Review the work of colleagues when necessary to identify compliance issues and provide advice or training
The Successful Applicant
  • Minimum Bachelor's Degree, Field of Study: Business Administration, Law, Finance, Graduate Diploma in Compliance and AML or related field
  • Minimum 5 years' experience of relevant compliance experience in the financial industry, fund management or trust
  • Seeking those who are good communicator, highly motivated and be a team player at all times
What's on Offer
  • Market competitive base salary with AWS and variable bonus
  • Established and stable investment management firm
  • Be part of a collaborative and supportive work environment.
This is an excellent opportunity for a Compliance Manager to make a significant impact in the fund management space. If you are ready to take the next step in your career, we encourage you to apply today.
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