Compliance Manager

The Compliance Manager will ensure adherence to regulatory requirements and internal policies, supporting the firm's Capital Markets and Investment Banking activities.

Key Responsibilities

• Provide regulatory advisory to business units on MAS regulations and global compliance standards
• Monitor trading activities to detect market misconduct (e.g., insider trading, market abuse)
• Oversee KYC/AML processes and client onboarding reviews
• Liaise with regulators and manage regulatory submissions and audits
• Develop and deliver compliance training programs
• Maintain and update compliance policies and procedures

Requirements

• 6–12 years of compliance experience within financial institutions
• Strong knowledge of MAS regulations and AML/KYC frameworks
• Experience supporting Global Markets or Investment Banking businesses
• Excellent communication and stakeholder management skills
• Relevant certifications (e.g., CAMS) are a plus