Compliance Manager (Asset Management Firm)

• Great opportunity to join a established & top tier asset management firm
• Lead to entire end to end compliance function of the firm

About Our Client

Our client is a well established and top tier asset management firm with a strong global presence. They are currently looking for an experienced compliance professional to lead and oversee the end to end compliance functions of the firm and uphold a strong compliance and governance framework that reflects industry best practices.

Job Description

Compliance and Regulatory Oversight

• Support the development and upkeep of local policies, procedures, and internal controls aligned with Group standards and regulatory expectations.
• Liaise with the Group Compliance function on policy revisions, monitoring activities, and regulatory projects.
• Maintain the compliance monitoring program and contribute to periodic internal compliance reviews.
• Ensure operational readiness for potential regulatory interactions in the future.
• Track regulatory updates and ensure internal policies are current and compliant.
• Assist in preparing and delivering compliance training materials.
• Provide periodic compliance updates to the Management Committee.
• Maintain accurate documentation and records in line with internal and Group compliance requirements.

AML/KYC

• Contribute to the development and execution of the Company's AML/KYC framework, aligned with best practices and relevant MAS guidelines and notices.
• Support ongoing AML/CFT risk assessments and conduct CDD/EDD for investors.
• Monitor transactions and maintain readiness to prepare Suspicious Transaction Reports (STRs), if required.
• Keep up to date with MAS regulations, enforcement actions, and FATF developments.
• Assist in preparing and delivering annual AML training sessions.

The Successful Applicant

To succeed in this role, you should ideally possess the following:

• Bachelor's degree in Accounting, Finance, Business, Law, or a related discipline.
• Additional certifications in compliance, risk, or finance (IBF, GARP, FRM, etc.) are beneficial.
• Minimum 5 years' compliance experience in asset management, fund management, or financial services, with familiarity working under MAS or SFO regulatory frameworks.
• Strong understanding of SFA, SFR, MAS Guidelines, and AML/CFT requirements.
• Experience supporting regulatory inspections or audits is an advantage.
• Knowledge of fund structures, investment products, and operational processes.
• Strong analytical and organizational capabilities with high attention to detail.
• Curious, fast learner, and proactive in identifying solutions.

What's on Offer

Fantastic and rare opportunity to join a top tier asset management firm and drive strong compliance frameworks and lead the compliance function of the firm.

• Newly created headcount with strong autonomy and compliance oversight
• Competitive salary with great culture and benefits

If you are a dedicated professional looking to excel as a Compliance Manager in Singapore, we encourage you to apply for this exciting opportunity with a top tier asset management firm.