Compliance Manager - MAS - IPO - M&A

Job Description

• Oversee the firm's compliance function and ensure compliance with MAS, SGX, and other regulatory requirements.

• Develop, review, and update compliance policies, procedures, and internal controls.

• Manage regulatory reporting, submissions, audits, and communications with MAS, SGX, and other regulators.

• Monitor regulatory changes and provide compliance advice and training to employees and management.

• Support new business initiatives, licensing applications, and regulatory engagements.

• Perform compliance reviews, client onboarding (KYC/AML), and escalate suspicious activities where required.

• Review corporate finance and legal documents, including agreements and SGX transaction submissions.

• Partner with business units to provide compliance guidance, manage risks, and improve internal processes.

• Coordinate Board and corporate secretarial matters, including meetings, resolutions, and governance documentation.

• Support ad hoc compliance, governance, and business projects as assigned.

Job Requirements

• Degree or Diploma in Law, Finance, Accountancy, Business, or a related discipline.

• Minimum 3–5 years of relevant experience in investment banking, corporate finance, capital markets, or compliance.

• Experience with MAS regulations, SGX Listing Rules, and Capital Markets Services (CMS) licensing requirements is highly preferred.

• Prior exposure to corporate finance transactions such as IPOs, RTOs, M&A, or Catalist sponsorship work is an advantage.

• Experience in compliance, audit, legal, risk, or corporate finance with regulatory responsibilities.

• Strong understanding of AML/KYC requirements, regulatory reporting, and corporate governance practices.

• Excellent communication, stakeholder management, and problem-solving skills with the ability to work independently.

• High level of integrity, sound judgment, and a proactive approach to managing compliance risks and supporting business initiatives

HOW TO APPLY:

Interested applicants, please click on “Apply Now” and provide the below details in your resume.

We regret only shortlisted candidates will be notified.

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