Compliance Officer

We are partnering with an established international financial services firm with a growing presence in Singapore. As part of their expansion, they are looking to hire an experienced Regulatory Compliance professional to support their capital markets business.

Key Responsibilities

1. Provide regulatory advisory to business units on applicable MAS regulations and requirements
2. Ensure compliance with the Securities and Futures Act and relevant MAS Notices and Guidelines
3. Monitor and assess regulatory developments, advising on impact to business operations
4. Develop, review and maintain internal compliance policies and frameworks
5. Support regulatory reporting, submissions and liaison with regulators and exchanges
6. Participate in compliance monitoring, risk assessments and internal reviews
7. Provide compliance input on new products, services and business initiatives

Requirements

1. Minimum 6–10 years of compliance experience within a financial institution or CMS licensed firm
2. Strong working knowledge of MAS regulations, including capital markets framework
3. Experience in regulatory advisory, policy development and/or compliance monitoring
4. Exposure to capital markets products such as securities, derivatives or investment products preferred
5. Good stakeholder management skills and ability to work in a fast-paced environment

Additional Information

1. Opportunity to join a lean and dynamic team with regional exposure
2. Broad scope covering advisory, regulatory and business-facing responsibilities
3. Suitable for candidates looking to step into a hands-on, growth-oriented environment

If you are keen to explore this opportunity, please apply to[email protected] for a confidential discussion.