Compliance Officer

Our client, a dynamic Asset Management company in Singapore, is seeking a highly motivated and high-potential Compliance Officer. This role will support the local compliance infrastructure to ensure full alignment with the Monetary Authority of Singapore (MAS) regulations, with a heavy emphasis on secondary market trading and cross-border regulatory requirements. 

Key Responsibilities

• Monitor daily trading activities to ensure compliance with investment mandates, prospectus limits, and regulatory restrictions across secondary markets.
• Assist in monitoring and managing compliance risks associated with cross-border activities and dual-jurisdiction fund structures across different regions.
• Actively learn and progressively take ownership of reporting to and aligning with the UK and China compliance team. This includes implementing global policies, group-level reporting, and mapping UK/European regulatory expectations (such as FCA principles) to local operations.

Key Requirements

• 5 to 8 years of compliance experience within financial services, specifically with exposure to secondary markets (buy-side asset management or hedge funds preferred).
• Strong foundational knowledge of MAS regulations. Exposure to, or a keen interest in learning, UK (FCA) or European regulatory frameworks is highly desirable.
• Outstanding communication skills, with strong proficiency in English and Mandarin are required to effectively engage with stakeholders across relevant markets.