Compliance Officer - Corporate Finance Firm

Company : Ethos Beathchapman

Job Description - Compliance Officer - Corporate Finance Firm

Contract Type:

Permanent

Location:

Singapore, Singapore

Date Published:

28-Apr-2026

Salary:

$120,000.00 - $120,000.00 Annual

The Role
My client is a boutique corporate finance firm in Singapore holding a CMS licence, and they are looking to hire a Compliance Officer to take on a standalone compliance role.

Responsibilities

Act as the primary point of contact for all compliance and regulatory matters within the firm
Oversee and manage AML/CFT controls, including client onboarding, KYC reviews, and ongoing monitoring
Ensure adherence to Singapore regulatory requirements under the CMS framework
Maintain and enhance compliance policies, procedures, and internal controls
Support regulatory reporting and liaise with relevant authorities when required
Work closely with external compliance consultants on advisory, reviews, and framework enhancements
Provide compliance guidance to internal stakeholders and support business initiatives from a regulatory perspective
Assist with audits, reviews, and any compliance-related projects

Requirements

Approximately 4+ years of compliance experience within corporate finance, capital markets, or CMS-licensed environments
Strong working knowledge of Singapore regulatory requirements and AML/CFT standards
Comfortable operating in a standalone capacity with support from external advisors
Hands-on experience across both AML and broader regulatory compliance
Strong communication skills and ability to work closely with senior stakeholders
Proactive, independent, and adaptable in a lean team environment

WT
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112

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Compliance Officer - Corporate Finance Firm

Job Description - Compliance Officer - Corporate Finance Firm

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