Director, Compliance Services

Company : Aptitude Asia Limited

Job Description - Director, Compliance Services

About the job Director, Compliance Services

Our client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore.

Job Responsibilities:

Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
Manage compliance projects to ensure timely completion and adherence to requirements
Serve as the subject matter expert on regulations governing Singapore's financial institutions
Lead and develop a team to maintain service excellence and implement effective compliance programs

Job Requirements:

Minimum 10 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
Strong technical expertise in compliance, with a deep understanding of MAS regulations, especially the Securities and Futures Act
Proven track record of team management and driving continuous improvement in operations
Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving

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Director, Compliance Services

Job Description - Director, Compliance Services

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