Director - KYC Compliance

Director - KYC Compliance

Our client, a prestigious Swiss private bank known for its long-standing tradition of excellence, is seeking an experienced Director of Compliance to oversee their High-Risk Client Oversight division. This role offers an opportunity to work within a globally respected institution that emphasizes integrity, regulatory compliance, and client confidentiality. The successful candidate will be responsible for managing complex compliance processes related to Ultra-High-Net-Worth (UHNW) clients, Politically Exposed Persons (PEPs), and high-risk clients from emerging markets or jurisdictions. The role involves providing strategic advice, ensuring adherence to Swiss regulatory standards, and developing robust internal policies to support the bank's growth and risk management objectives.

Role Overview:
This position plays a vital part in maintaining the organization's compliance integrity by managing high-risk client portfolios, guiding internal teams through complex AML/CFT requirements, and liaising with regulators. It ensures that the bank maintains a strong reputation while aligning with regulatory expectations.

Key Skills & Experience:
• Minimum 10+ years of compliance experience within private banking
• Significant expertise in high-risk, UHNW client segments
• Master’s degree in Law, Economics, or Finance
• Professional certifications such as ICA or ACAMS are highly preferred

Key Responsibilities:
• Oversee the end-to-end compliance lifecycle for high-risk accounts, including enhanced due diligence (EDD) at onboarding and periodic reviews
• Provide expert guidance on AML/CFT, sanctions, and tax transparency issues (CRS/FATCA) to relationship managers and senior management
• Act as the primary contact for regulators regarding high-risk portfolios and audit inquiries
• Design and implement internal controls and frameworks to mitigate risks associated with sensitive client segments
• Serve as a voting member or key advisor on the Client Acceptance Committee (CAC), making high-stakes decisions on reputation and regulatory risk

Requirements:
• Right to work in the designated location
• On-site availability in the specified location
• Minimum 10+ years’ compliance experience in private banking, with specialization in high-risk client segments
• Master’s degree in Law, Economics, or Finance
• Professional certifications (ICA, ACAMS) are highly preferred

Nice to Have:
• Knowledge or experience with YSW 2013 standards

This is a permanent, on-site position based in Asia. If you meet the criteria and are ready to contribute to a leading financial institution’s compliance excellence, we encourage you to apply.