Legal & Compliance Associate

A leading global quantitative trading firm is seeking a Legal & Compliance Associate to join its Singapore office. This role offers broad exposure to international regulatory, legal, and compliance matters within a fast-paced proprietary trading environment. Responsibilities include supporting regulatory reviews and audits, AML/KYC processes, counterparty onboarding, contract and vendor agreement review, surveillance monitoring, regulatory research, internal policy maintenance, and coordination with brokers, exchanges, and regulators across multiple jurisdictions.

The ideal candidate holds a strong academic background with a law degree preferred (ideally qualifying them to practice in Singapore) and has 3-5 years of legal and/or compliance experience within a financial institution, broker-dealer, exchange, proprietary trading firm, or regulator. Strong communication, organizational, and analytical skills are essential, along with the ability to manage competing priorities in a dynamic environment. Mandarin fluency is strongly preferred due to regular interaction with Greater China counterparties and regulators.

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912