Manager, AML & KYC Review, UOB Asset Management

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values - Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

Job Description

• Ensure that the AML/KYC program, applicable local Singapore laws and regulatory requirements are duly and effectively implemented in the Company.
• Perform KYC review on new and existing customers (including trigger event) in accordance to the Company's policy and ensure that the KYC master list is kept up to date;
• Review alerts flagged out by LSEG World-Check One system to determine whether it is a true/false hit;
• Ensure that the alerts are timely reviewed and reported to Head of AML Governance when needed;
• Ensure that the master list is kept up to date;
• Perform monthly transaction monitoring to ensure that there are no suspicious transactions. Where needed, assist in Independent review or raise UAR to UOBAM Regulatory Compliance for their review and STR filing
• Assist in the queries from Business Development, Operations, Group Compliance, etc.
• Lead or assist Head of AML Governance in projects relating to AML/KYC
• Identify issues and able to propose feasible solution relating to AML/KYC to Head of Department.
• Prepare periodic reports for Committees and Group reporting.
• Perform monthly Transaction Montioring.
• On-site visit to each subsidiary to perform its oversight function. Conduct pre-audit review on subsidiaries that are in scope for audit. Raise report and track to ensure action plan are completed.

Requirements

• Recognized university degree with at least 3 years relevant experience in Anti-Money Laundering
• Experience in AML advisory, FATCA, CRS and Asset Management will be an advantage
• Good communication and interpersonal skills to effectively interact with colleagues, team and external parties of all levels.
• Possess good problem solving skills.
• Demonstrated ability to work as a team.
• Able to travel.

Additional Requirements

Be a Part of the UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

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