The Role My client is leading Financial Services firm and we are looking for a Regulatory and QA specialist to join the team in Singapore. This is a 12-month maternity contract over and we are looking for a seasoned Compliance candidate that can join at short notice.
Responsibilities
Support implementation of regulatory requirements through policies, procedures, and operational controls.
Assist with regulatory examinations, audits, and supervisory reviews, including preparation of documentation and response management.
Track regulatory issues, findings, and remediation activities to ensure timely and effective closure.
Design and execute quality assurance reviews and testing across products, processes, and controls.
Evaluate adherence to regulatory requirements, internal policies, and procedural standards.
Identify gaps, root causes, and emerging risks; provide clear, actionable recommendations.
Maintain QA frameworks, methodologies, and reporting aligned with regulatory expectations.
Requirements
Bachelor's degree in Finance, Business, Law, or a related discipline
Approximately 5+ years of compliance experience within the Banking or Financial Services space
Strong Regulatory experience - ideally dealing with MAS
Familiar with QA-related policies
Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
Proven experience managing regulatory engagement and inspections
Strong communication skills and ability to work closely with senior stakeholders
EA Personnel No. R1985201 BeathChapman Pte Ltd Licence No. 16S8112
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