Regulatory Compliance Specialist / AVP - Retail and Wealth Management

Company : Ethos Beathchapman

Job Description - Regulatory Compliance Specialist / AVP - Retail and Wealth Management

Contract Type:

Permanent

Location:

Singapore, Singapore

Date Published:

03-Feb-2026

Salary:

$125,000.00 - $125,000.00 Annual

The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore - an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.

Responsibilities:

Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.

Requirements:

Bachelor's degree in Law, Finance, Business, or a related field.
5 to 10 years of experience in Regulatory Compliance
Strong technical knowledge in SFA, FAA, MAS regulations etc
Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
High attention to detail and a proactive, analytical mindset.

Take charge of this opportunity to welcome a new career challenge in 2026

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112

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Regulatory Compliance Specialist / AVP - Retail and Wealth Management

Job Description - Regulatory Compliance Specialist / AVP - Retail and Wealth Management

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