Securities Dealer

The Securities Dealer is responsible for timely and efficient execution of customer trades to support Wealth Management.

Responsibilities:

1. Ensures best execution of trades across relevant markets through effective use of multiple trading platforms


2. Provides market insights and investment opportunities across asset classes, enabling Wealth Relationship Managers to engage clients with informed and relevant talking points


3. Quotes prices on investments, which are aligned with client’s objectives and risk appetite


4. Adheres to policies and procedures relating to product due diligence and suitability


5. Conducts all regulated activities in strict compliance with MAS and SFA regulations, as well as internal governance standards


6. Participates in and supports special projects or initiatives as assigned from time to time

Qualifications:

1. Bachelor’s degree with a minimum of 3 years’ experience in Private Banking Advisory and Execution Desk functions; multi-asset experience is an advantage


2. Certified in the following: FMRP, CMFAS RES 2B (formerly M1B), CM‑EIP (formerly M6), CM‑SIP (formerly M6A), CACS 1, and CACS 2


3. Proficient in Bloomberg and MarketAxess; experience with core banking systems (e.g. Avaloq) is a plus


4. Strong MS Excel skills; VBA and Python knowledge is advantageous


5. Detail‑oriented, accountable, and demonstrates strong ownership of work


6. Team player with a proactive and collaborative mindset


7. Able to perform in a fast‑paced, high‑pressure environment

BDO Unibank, Inc. provides equal opportunity to all qualified candidates. Hiring decisions are based on job requirements and candidate qualifications, and shall not be influenced by any consideration of race, color, religion, sex (including sexual orientation and gender identity),  national or ethnic origin, or disability.