Senior Associate, AML/KYC

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

• Be the main point of contact for clients in relation to Investor AML/KYC onboarding and ongoing monitoring reviews.  
• Review and conduct source of funds & wealth corroboration of clients/investors in line with regulatory requirements.  
• Familiar with AML/KYC requirements for individuals and different types of entities e.g. Private Companies, Limited Partnership, Financial Institutions, Trusts etc. 
• Well-versed in Enhanced Due Diligence for high-risk cases including PEPs, Adverse Media, Sanctions, and other independent recommendations to mitigate identified risks.  
• Track, Manage and provide oversight in a checker function to the support team to ensure the smooth production of reviews.  
• Ensure client database is up to date and accurate in relevant software and systems used for the onboarding and ongoing monitoring stages of the lifecycle.  
• Assist with external initiatives from time to time which include but are not limited to quality assurance, audit and/or regulatory inspections that clients will undergo.  
• Provide guidance as subject matter expert internally and externally and act as a resource for junior team members.  
• Conduct training for and alongside internal team members and external stakeholders as and when required.  
• Contribute ideas and participate in transformation and change initiatives to drive continuous improvement to further enhance key deliverables. 
• Stay up to date with new AML regulatory changes and developments to brief team members and clients on applicability  
• Support the department as required within the confines of role. 
• Undertake any additional reasonable duties as required the Firm. 

• Bachelor’s degree in law, accounting or equivalent fields 
• At least 4 years of relevant experience within a regulated fund or asset management environment, fund administrator or financial services provider.  
• Good knowledge of Singapore and Hong Kong AML rules and regulations. 
• Working knowledge of Cayman AML rules would be a plus 
• Proficiency in English written and verbal communication 
• Ability to work under pressure in a fast-paced environment  

Desired Criteria: 

• Professional Certifications in Anti-Money Laundering (such as ICA or ACAMS) is not mandatory but would be an advantage 
• Some knowledge on Fund Administration would be helpful 

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.