Senior Associate, Compliance Consulting

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

As a Senior Associate you will take risks and solve problems. You will display leadership and influence others in our Compliance Consulting business.

• Provide day-to-day support in the development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers, including but not limited to:

• Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client, in accordance with the Firm’s regulatory requirements

• Drafting compliance manuals and other compliance documentation for clients

• Establishing and maintaining the compliance infrastructure for clients

• Undertaking periodic compliance monitoring reviews at client premises

• Writing compliance monitoring reports

• Managing regulatory reporting schedules

• Drafting and/or reviewing regulatory reports and returns

• Providing ad hoc regulatory advice and solutions

• Updating clients on regulatory change

REQUIREMENTS:

• Bachelor’s Degree required

• Excellent written and verbal communication skills that help represent diverse communities

• Experience working with diverse teams

• Minimum 3+ years of experience with an exposure to compliance and alternative asset management industry

• Proven experience in a compliance role, for example within an MAS regulated firm or a compliance consultancy practice

• Detailed understanding of MAS rules and regulations

• Good understanding of the financial services industry in particular the alternative asset management

• Client facing, solutions focused skills 

• Legal or audit background would be useful

In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs 

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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