Senior Officer, Regulatory Compliance

Your new company

Our client is a well-established international financial institution with a long-standing presence in Singapore and across key global markets. Known for its strong governance framework and commitment to regulatory excellence, the organisation operates in a highly regulated environment and places compliance and risk management at the heart of its business. You will be joining a professional and collaborative culture that values integrity, accountability, and continuous improvement.

Your new role

As a Senior Regulatory Compliance Officer, you will play a pivotal role in shaping and executing the branch's compliance framework, working closely with business units, management, and regulators. This is a highly visible role where you will be involved in the full spectrum of compliance activities, from developing and executing the annual compliance plan to advising stakeholders on regulatory requirements under the Banking Act, SFA, and FAA. You will lead and perform periodic compliance reviews, investigate compliance breaches and customer complaints, and ensure timely and accurate regulatory reporting to both local authorities and Head Office. In addition, you will be responsible for monitoring regulatory developments, translating new regulations into practical policies and procedures, and supporting the business through training, advisory, and post-implementation reviews. This role offers breadth, depth, and the opportunity to be a trusted compliance partner to the business in a dynamic and evolving regulatory landscape.

What you'll need to succeed

To succeed in this role you will have:

• 
  A recognised bachelor's degree or above, preferably in Business or a related discipline
  
• 
  Minimum 5 years of relevant experience in a regulatory compliance role within the financial services industry
  
• 
  Strong experience providing advisory on SFA and FAA requirements
  
• 
  Hands-on experience in compliance reviews or testing (e.g. Balanced Scorecard Review, Private Banking Sales Advisory Review, CPD Review, Fit and Proper Review, or product due diligence)
  
• 
  Working knowledge of the Banking Act is advantageous
  
• 
  Strong understanding of local regulatory rules and requirements
  

What you'll get in return

In return for your dedication and hard work, you'll be rewarded with:

• 
  Exposure to a broad and meaningful compliance remit within a reputable international banking environment
  
• 
  A role with strong stakeholder engagement and visibility to senior management
  
• 
  Opportunities to deepen regulatory expertise and grow professionally in a stable yet dynamic organisation
  
• 
  Competitive remuneration and benefits aligned with market benchmarks
  
• 
  A collaborative and professional working environment that values compliance as a strategic enabler
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email [email protected] for a confidential discussion on your career.

EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924