Vice President Compliance

Vice President – Asia Compliance (Investment Management)

Join a leading global investment management firm to support public and private investment businesses across Asia. The role helps manage regulatory risk, ensure compliance with laws and internal policies, and provide advisory support across key Asian jurisdictions.

Key Responsibilities

• Provide regulatory and compliance advisory across public and private investment management activities
• Draft and maintain regional compliance policies; support global policy initiatives
• Monitor regulatory developments, deliver training, and communicate updates
• Advise on cross-border activities and review marketing materials
• Support regulatory filings, audits, licensing matters, and regional/global projects

Requirements

• Bachelor’s degree in Law, Business, Finance, or related discipline
• 8+ years of compliance experience, including 5+ years in investment management
• Strong knowledge of Asian regulatory frameworks
• Excellent analytical, communication, and multitasking skills