Vice President, Compliance

Your new company

You will be joining a well-established financial institution with a strong presence in capital markets, operating within a highly regulated environment. The firm places significant emphasis on governance, risk management and regulatory excellence, offering a professional platform for compliance leaders to partner closely with senior business stakeholders.

Your new role

As a senior member of the Compliance team, you will play a critical role in advising capital markets businesses on regulatory and firm-wide compliance matters. You will provide guidance across equity and debt capital markets activities including underwriting, private placements and marketing of securities offerings, while overseeing information barriers and managing conflicts of interest. In this role, you will work closely with senior management, business teams, legal and external advisers to ensure adherence to regulatory requirements and internal controls. You will also act as a key contact point with regulators on licencing, inspections and enquiries, support AML initiatives including transaction monitoring frameworks and review market disclosures to ensure accuracy and compliance. This is a senior hands-on position suited for a commercially aware compliance professional who is comfortable operating in a fast-paced capital markets environment.

What you'll need to succeed

In order for you to succeed in this position, you will have:

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  A Bachelor's Degree in Law, Accounting, Business, Economics, Finance or related discipline from a prominent institution
  
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  At least 6-8 years of compliance experience in a prominent investment management firm in Singapore
  
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  Strong knowledge of local regulatory frameworks including MAS, SFA, FAA and SGX rules
  
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  Exposure to regulatory examinations and compliance reviews
  
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  Strong communication, organisational and stakeholder management skills
  

What you'll get in return

In return for your dedication and hard work, you'll be rewarded with:

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  A senior compliance role with strong business exposure
  
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  Direct engagement with regulators and senior management
  
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  Opportunity to influence firm-wide compliance frameworks
  
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  Stable platform within a reputable financial institution
  
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  Long-term career progression in a key control function
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but if you are looking for a new position, please contact Jet Wong at +65 6027 2245 or email [email protected] for a confidential discussion on your career.

EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924