Wealth & Asset Manager - Compliance Director

Our client is a CMS licensed wealth and asset manager that is looking to make a strategic hire in the compliance team. This will be a critical role responsible for advising the business on regulatory compliance and AML requirements.

Some of the key responsibilities will include:

• Keep abreast of regulatory developments and ensure compliance policies and internal controls are up to date and robust
• End-to-end AML coverage across AML/KYC assessment, advising the business on AML risks and ensuring adequate controls are in place.
• Assist the Head of Compliance on wider regulatory compliance matters such as licensing requirements/maintenance, keeping up to date on the CMSL regulatory regime and act as a back up point of contact with regulators such as MAS.

To be eligible for this role you will require:

• At least 10 years of compliance experience ideally from the wealth or asset management industry.
• Familiar with CMS license regulatory requirements.
• Fluent in Chinese Mandarin as the role will require interaction with Chinese stakeholders and reading of documentation in Chinese.

Please contact Shingo Wong by emailing your cv directly in word format with job reference no. JOB-16177 to [email protected].

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180