finexis advisory is one of the largest independently-owned financial advisory firm in Singapore. We specialise in comprehensive wealth management for both individual and corporate clients. With the support from our global partners and the focus on developing quality consultants in the firm, we aim to be the preferred financial advisory firm not only in Singapore, but also in the region. 

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Executive / Senior Executive, Internal Sales Audit

  Company :     Working Hours :  

  Job Type :  

Full Time

  Salary :  

$3,000 - $5,000 / monthly

Job Description


  • Conduct regular reviews on advisor documentation including KYC
  • Ensure advisors meet stipulated competence and compliance standards, including internal guidelines, BSC framework and FAA
  • Recommend/Conduct coaching and/or training for Advisors & Managers to help them bridge competency gaps identified during reviews
  • Deliver training/communication sessions pertaining to BSC and other competency matters
  • Prepare and submit reports to MAS in a timely manner, documenting the findings of review and other details stipulated in the BSC framework
  • Subsequent job rotation possible for candidates who prefer broader exposure
  • Any other duties as may be assigned


  • Diploma/Degree holder
  • Qualifications like CFP/ChFC/AWP/AFP/AFC etc would be advantageous
  • At least 1 year of relevant experience in the Financial Services industry, preferably with experience in life insurance sales/sales management, T&C or compliance work
  • Good presentation and analytical skills
  • Clear grasp of all relevant FAA/BSC requirements and guidelines

Interested candidate who possess relevant characters, qualifications & experiences are welcome to send in your detailed resume (in MS Word format).

Please include the following information in your resume:
1) Reasons for leaving current and/or last employment
2) Last drawn and/or current salary
3) Expected salary
4) Date of availability and/or notice period

We regret that only shortlisted candidates will be notified.

 Location: 1 RAFFLES QUAY 048583.  How to get there?

 Location: 1 RAFFLES QUAY 048583.

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